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SEC Investigation into "Non-Traditional Products"

As you may have read in the press, the Securities and Exchange Commission (SEC) is investigating “non-traditional products.” We wish to inform you that AEGIS has received a subpoena from the SEC seeking information regarding certain "non-traditional products" and Inter-Ocean Holdings Ltd. (Inter-Ocean), a specialty firm devoted to non-traditional insurance techniques. AEGIS has had a small investment in Inter-Ocean since its inception in 1990. AEGIS understands that it is one of a number of insurance companies that has been issued subpoenas in these and related matters. AEGIS will, of course, fully cooperate with this and any future inquiries.